Paul Kellogg, Financial Advisor of Paul Kellogg & Associates, Inc., a Jessamine County based company, has been granted the Seal of Approval from the National Ethics Bureau. NEB awards its seal to financial services professionals with a verified record of business ethics.
To be become an NEB member, advisors must pass the NEB Ethics Check System, a comprehensive seven-year background check for criminal, civil, and business violations. Kellogg's approval for membership verifies that he holds all required professional licenses to offer financial services, and confirms that he has a record clear of any violations against consumer trust.
"The Ethics Check System is the most comprehensive background and compliance check in the financial services industry today," says Steven R. McCarty, Chairman, National Ethics Bureau. "It is designed to remedy the loopholes that currently exist between the insurance and securities regulatory frameworks, in a way that's practical and convenient for the consumer."